Enron Mail

From:donna.lowry@enron.com
To:marie.heard@enron.com
Subject:FW: Brokerage Agreements
Cc:
Bcc:
Date:Fri, 19 Oct 2001 08:47:51 -0700 (PDT)

I need your help. They will need to see the list of Futures Brokers in addition to Brokerage Agreements. Can you please pull the agreements that they have indicated and get them to me to let AA review. Thanks. Donna

-----Original Message-----
From: sharon.k.smith@us.andersen.com
[mailto:sharon.k.smith@us.andersen.com]
Sent: Wednesday, October 17, 2001 9:15 AM
To: Lowry, Donna
Subject: RE: Brokerage Agreements



I guess the bold didn't show up. I've included a dashs next to the firms
that are on both accounting and legal's list.

Sharon


To: Sharon K. Smith@ANDERSEN WO
cc: Jennifer H. Staton@ANDERSEN WO
Date: 10/16/2001 05:18 PM
From: Donna.Lowry@enron.com
Subject: RE: Brokerage Agreements


Nothing was bolded. Help.

-----Original Message-----
From: sharon.k.smith@us.andersen.com
[mailto:sharon.k.smith@us.andersen.com]
Sent: Tuesday, October 16, 2001 4:14 PM
To: Lowry, Donna
Cc: jennifer.h.staton@us.andersen.com
Subject: Brokerage Agreements


Donna,

Per our earlier conversation, the following list is the name of the
active
Exchange Brokers we received from Accounting. As we only received a
hard-copy of this information, I listed the names below. Additionally,
I
have indicated in bold the broker names were also on the list you
provided
to us from legal.

As part of our testing, we have selected 5 Brokerage Agreements from the
list you provided and 2 Exchange Brokers from the Accounting List that
we
would like to review for proper approval. The requested agreements are
listed below.

Exchange Brokers (From Accounting)
(the Brokers in bold are on the list provided by legal)

ABN
- ADM -
BancOne
- CARR Futures Inc -
- Credit Suisse -
EDF Mann
- Fimat -
- HSBC -
- JP Morgan -
Mann
Paribas
- Prudential -
REFCO
- RJO -
Saul
- Smith Barney -


Requested Brokerage Agreements for our review

Golman, Sachs & Co.
Jefferies & Company, Inc.
Raymond James & Associates
Sanford Bernstein & Co. Inc.
Simmons & Co. (Morgan Stanley)
EDF Mann
REFCO


Thank you for your assistance. If you have any questions and/or need
additional information, please give me a call at 6-6209.

Sharon




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