Legal Risk Chart - Preliminary Draft

Confidential
Attorney Work Product
Not Discoverable

Attached is a preliminary draft of the Legal Risk Chart. You will need to
open this in "Read Only mode"

Richard and Jeff -

As we discussed, I will need further assistance from you to complete several
of the entries. I have put your names by the entries that will either need
to be updated or to be completed. I believe Julia and Mark T would be the
best to provide updated information on the SEC Risk and the CFTC Risk ,
respectively, and I will get with them shortly to update. This document has
limited access; only my assistant, Brenda Whitehead can view/revise.
Accordingly, Jeff and Richard - please either call me to discuss your
comments and I can complete the chart with Brenda or else provide Brenda with
your written comments. Thanks for your help.

Elizabeth
36349