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Enron Mail |
Please see the attached revised list. Sorry for any inconvenience.
Below is an updated Restricted List for your review. The following prohibitions apply to securities on the Restricted List: Neither ECT/ECM employees nor family members or others living in their household or financially dependent on the ECT/ECM employee may purchase or sell securities of any entity (or derivatives thereof) listed on the Restricted List for your or their personal or related accounts or recommend the purchase or sale of such securities to any person, except with the prior approval of the Compliance Department in consultation with the ECT Legal Department. In addition to the trading restrictions above, should you at any time possess non-public material information about any public company, you, your family members and anybody that is financially dependent on you, are restricted from trading in that issue, and you may not disclose the non-public material information to anyone that does not have a business need to know. Company Name Stock Symbol Adrian Resources Alliance Resources PLC Beau Canada Exploration Ltd BAU CN Belco Oil & Gas Corporation BOG Bonus Resource Services Corp BOU Brigham Exploration BEXP CanFibre Group Ltd. CFGL Carrizo Oil & Gas Inc. CRZO CGAS, Inc. CGAS Costilla Energy COSE Crown Energy CROE Cypress Energy CYZ Esenjay Exploration ESNJ Forest Oil Corporation FST Hanover Compressor Co. HC Highridge Exploration HRE ICE Drilling Enterprises Inc. IDF Industrial Holdings, Inc. IHII Inland Resources, Inc. INLN Kafus Environmental Industries, Inc. KS Nakornthai Strip Mill Public Co Ltd NSM SET Paladin Resources PLC PLR LD Paradigm Geophysical PGEOF Place Resources, Inc. PLG CN Quanta Services Inc. PWR Queen Sand Resources, Inc. QSRI Quicksilver Resources Inc. KWK Repap Enterprises, Inc. RPP & RPAPF Repap New Brunswick, Inc. Rhythms Netconnection Inc. RTHM Saxon Petroleum, Inc. SXN CN Sheridan Energy, Inc. SHDN Steel Dynamics STLD Startech SEH CN Syntroleum Corp. SYNM Tejon Ranch Corp. TRC Titan Exploration TEXP TransCoastal Marine Services, Inc. TCMS Zargon Oil & Gas ZAR CN The Restricted List is solely for the internal use of ECT/ECM. No one may engage in discussions regarding whether a security is or is not on the Restricted List with persons outside ECT/ECM without specific clearance from the Compliance Department in consultation with the ECT Legal Department. In addition to the above, you are reminded that pursuant to Enron Corp.'s Risk Management Policy ("Policy"), no ECT/ECM employee may engage in the trading of any "Position" ("Position" means any commodity, financial instrument, security, equity, financial asset or liability that are authorized for trading in the Policy for the benefit of any party other than ECT/ECM, whether for his/her own account or the account of any third party, where such Position relates to (i) any commodity, financial instrument, security, equity, financial asset or liability which falls within such employee's responsibility at ECT/ECM or (ii) any energy commodity. The prohibitions listed above do not replace or modify the policies set forth in ECT's Policies and Procedures Regarding Confidential Information and Securities Trading, Enron Corp.'s Risk Management Policy, or Enron Corp.'s Conduct of Business Affairs. Should you have any questions regarding the above, please contact me at ext. 31939.
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