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Enron Mail |
Vikas -
Thanks for your note. Enron does have a policy that somewhat restricts the trading that may be done by employees - even when they are not involved in a trading function. No Enron employee is permitted to trade any commodity for their own account (or for the account of another) which Enron trades. The only general exceptions to this are for equity and debt securities - and there are special restrictions on persons who trade those items for Enron. This policy is modified from time to time by the Enron Corp. Board of Directors and is monitored by the Risk Assessment and Control Group. I believe Cassandra Schultz currently has that responsibility. I am sending her a copy of this e-mail (so in case I have misrepresented the policy in some way, Cassandra please correct me) and if you need any further information, please contact her. Mark Vikas Dwivedi@ENRON 02/20/2001 04:08 PM To: Mark Taylor/HOU/ECT@ECT cc: Subject: Commodity Trading Account Mark, I am interested in opening a personal commodity trading account. I'm not involved in a trading function here at Enron. My manager Jennifer Fraser suggested I write you to find out what steps I need to take to ensure compliance before I open the account. Your guidance on the subject is appreciated. Thanks, Vikas
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