Enron Mail

From:mark.taylor@enron.com
To:vikas.dwivedi@enron.com
Subject:Re: Commodity Trading Account
Cc:cassandra.schultz@enron.com
Bcc:cassandra.schultz@enron.com
Date:Tue, 20 Feb 2001 10:33:00 -0800 (PST)

Vikas -

Thanks for your note. Enron does have a policy that somewhat restricts the
trading that may be done by employees - even when they are not involved in a
trading function. No Enron employee is permitted to trade any commodity for
their own account (or for the account of another) which Enron trades. The
only general exceptions to this are for equity and debt securities - and
there are special restrictions on persons who trade those items for Enron.
This policy is modified from time to time by the Enron Corp. Board of
Directors and is monitored by the Risk Assessment and Control Group. I
believe Cassandra Schultz currently has that responsibility. I am sending
her a copy of this e-mail (so in case I have misrepresented the policy in
some way, Cassandra please correct me) and if you need any further
information, please contact her.

Mark



Vikas Dwivedi@ENRON
02/20/2001 04:08 PM

To: Mark Taylor/HOU/ECT@ECT
cc:
Subject: Commodity Trading Account

Mark,

I am interested in opening a personal commodity trading account. I'm not
involved in a trading function here at Enron. My manager Jennifer Fraser
suggested I write you to find out what steps I need to take to ensure
compliance before I open the account.

Your guidance on the subject is appreciated.

Thanks, Vikas